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300 N. LaSalle Street
Suite 4000
Chicago, Illinois 60654

Contact
(312) 715-5015
Fax: (312) 632-1794


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  Corporate Services
  Emerging Growth Companies
  Investor Services
  Public Finance



Professional Experience
Kathleen Swan is a partner in the Corporate Services Group. Kathleen’s practice focuses on corporate finance, venture capital, private equity and institutional private placements. Kathleen has represented clients within a number of diverse industries, including health care, retail, pharmaceuticals, manufacturing and utilities operations. She has represented both venture capitalists and angels in connection with their respective purchases of common and preferred stock; institutional investors in connection with the purchase of both senior and subordinated secured and unsecured notes; and investment bankers in connection with the sale of several corporations.

Kathleen earned her J.D. degree from the University of Miami, where she was Articles and Comments Editor for the University of Miami International Law Review, a member of the Moot Court Board and a member of the Society of Bar and Gavel. She earned her bachelor’s degree from Vanderbilt University. Kathleen lectures on entrepreneurship issues at the University of Chicago Booth School of Business and participates in the New Venture Challenge. She is also a regular speaker for the Illinois Institute for Continuing Legal Education.

Education and Honors
  • University of Miami (J.D., 1985)
  • Vanderbilt University (B.A., 1980)
Bar Admissions
Illinois, 1985

Professional Recognition
Selected for inclusion in the 2011-2012 Illinois Super Lawyers® lists (Business/Corporate).

Professional and Civic Activities
  • American College of Investment Counsel (Fellow).

  • The Economic Club of Chicago (Member).

  • Women’s Business Advisory Board of Judy Barr Topinka, Treasurer of the State of Illinois (Member).

  • Springboard Midwest (Chairman, 2005; Springboard Midwest 2001 and 2003 Forum Committee and Screening Committee Member).

  • Chicago Bar Association (Member). David C. Hilliard Award.

  • National Hemophilia Foundation (Former Member, Board of Directors, Chicago Chapter).

  • University of Miami School of Law (Former Member, Young Alumni Visiting Committee).
Selected Presentations/Publications
  • Presenter, “Employment and Consulting Agreements,” National Council of Entrepreneurial Tech Transfer, September 27, 2011.

  • Speaker, “Corporations: Formation and Operations,” Chicago Bar Association, September 22, 2011.

  • Quoted, “Entrepreneurs need counsel,” Wisconsin Law Journal, March 28, 2011.

  • Presenter, “Getting It Off the Ground,” Medical University of South Carolina, January 24, 2011.

  • Speaker, “Legal issues faced by Entrepreneurs,” University of Chicago Booth School of Business, February 2010 and October 2009.

  • Speaker, “Basic LLC Documentation,” Illinois Institute for Continuing Legal Education, Chicago, IL, September 17, 2009.

  • Speaker, “Markets 2009?,” American College of Investment Counsel 2008 Annual Meeting and Education Conference, New York, NY, October 23, 2008.

  • Speaker, “Starting Points! Fundamentals of Organizing a Business Entity,” Illinois Institute for Continuing Legal Education, Chicago, IL, June 2009 and June 21, 2008.

  • Speaker, “Meeting Client Needs and Providing Ethical Representation,” Illinois Institute for Continuing Legal Education, Chicago, IL, June 21, 2007.