Compliance Trends in a Global Marketplace Agenda


Continental Breakfast and Check-in                               

9:30 - 9:55 a.m.

Introductions and Welcome     

9:55 - 10:00 a.m.                                     

Paul Langer, Chicago Managing Partner, Quarles & Brady (Chicago, IL)

Privacy and Data Security Compliance Update

10:00 - 11:00 a.m.

General Data Protection Regulation (GDPR) is one year old. California Consumer Protection is on the horizon. Privacy regulation and management of data is a risk area for global companies. Our panel of experts will discuss these issues and other hot topics in privacy and data security affecting global companies. Our panelists will be:

Linda Emery, Partner, Quarles & Brady (Milwaukee, WI) - Moderator
Laura Donahue, Advisor - Global Privacy Office, Eli Lilly (Indianapolis, IN)
Rosann Scattoloni, Director - Ethics and Compliance, Cummins Inc. (Columbus, IN)

Brexit Update

11:00 - 11:15 a.m.

For many global companies, the UK is the gateway into the European Union. As the political turmoil surrounding Brexit lingers, what will happen is still up in the air. Hear our colleagues from the UK firm of Walker Morris provide a brief update on Brexit and how it may impact U.S. firms. Our panelists will be:

Andrew Northage, Partner, Walker Morris (Leeds, UK)
Andrew Rayment, Partner, Walker Morris (Leeds, UK)

Trade Sanctions and Export Controls Update

11:15 a.m. - 12:15 p.m.

One year ago, the Trump administration pulled out of the Joint Comprehensive Plan of Action (JCPOA). The Office of Foreign Assets Control (OFAC) has also become the more aggressive regulator, collecting more than $1.3B in settlements in 2019 alone. Every day seems to bring a new twist to where and who it is acceptable to do business with. Hear our panel of experts discuss these and other hot topics concerning sanctions and export controls. Our panelists will be:

Edwin Broecker, Partner, Quarles & Brady (Indianapolis, IN) - Moderator
Gwen Hassan, Managing Counsel - Global Compliance & Ethics, CNH Industrial (Burr Ridge, IL)
Joan Koenig, Director of Sanctions and Trade Compliance, AON (Chicago, IL)
Lloyd Porter, Director, Global Trade Compliance, Cook Medical (Bloomington, IN)

Networking Lunch(provided)

12:15 - 1:00 p.m.

Effective Compliance Operations & Dealing with Whistleblowers

1:00 - 2:00 p.m.

Effective training and program operations can make or break your integrity programs and keep you out of the crosshairs of the enforcement officials and whistleblowers. Hear our panel of experienced compliance officers and experts discuss best practices relating to program operations, and other musings about running a successful global program. Our panelists will be:

Matt Kelly, Managing Editor & CEO, Radical Compliance (Boston, MA) - Moderator
John Fons, Director - Global Compliance & Ethics Programs, Modine Manufacturing (Racine, WI)
Rodrigo Grion, Executive Director - Compliance, GE Healthcare (Milwaukee, WI)
Kristen Hardy, Legal Counsel, Rockwell Automation (Milwaukee, WI)
Fabricio Nunes, Chief Compliance Officer, Praxair (Danbury, CT)

Conducting an Effective Multi-jurisdiction Investigation

2:00 - 3:15 p.m.

The United States Department of Justice (DOJ) enforcement guidelines require that companies conduct an effective and thorough investigation in order to receive any cooperation credit. Conducting an effective and thorough cross-border investigation without “boiling the ocean” is more art than science and raises many landmines that must be navigated. Our panelists will be:

Edwin Broecker, Partner, Quarles & Brady (Indianapolis, IN) - Moderator
Fernanda Beraldi, Senior Director - Ethics and Compliance, Cummins Inc. (Indianapolis, IN)
David Blank, Partner, Quarles & Brady (Washington D.C.)
Drew Northern, Director - Global Anti-Corruption, Cook Group Inc. (Bloomington, IN)
Eric Scroggins, Vice President - General Counsel & Secretary, Allison Transmission Inc. (Indianapolis, IN)


3:15 - 3:30 p.m.

Conversations with the C-Suite

3:30 - 5:00 p.m.

“Tone at the top” is such an often overused cliché, but it is true. Hear our panel of experts discuss leadership and culture and how to make it all work. Our panelists will be:

Edwin Broecker, Partner, Quarles & Brady (Indianapolis, IN) - Moderator
David Becker, President and CEO, First Internet Bank (Indianapolis, IN)
Lindsay Edgar, Chief Compliance Officer, Cabot Microelectronics (Chicago, IL)
Eileen Kamerick, Board Leadership Fellow, National Association of Corporate Directors (Chicago, IL)