10/09/15 – Newsletter Joshua M. HuffordSEC Continues Focus on Cybersecurity IssuesInvestment Management Law UpdateJoshua M. HuffordOn September 22, 2015, the Securities and Exchange Commission (SEC) issued a press release announcing that it settled charges against an investment adviser that failed to establish cybersecurity policies and procedures prior to a data breach that compromised personally identifiable... Read More
10/05/15 – Blog "SEC Announces Focus Areas for Second Round of Cybersecurity Exams of Broker-Dealers and Investment Advisers" Safe and Sound By Hoyt R. Stastney and Joshua M. Hufford
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