What to Do When Regulatory Agencies or Law Enforcement Knock on Your Door
Seminar
Tempe, Arizona
| 09:00 am - 10:00 am
Lovitt & Touché Learning Academy
1050 W. Washington Street Suite 201
Tempe, AZ 85281
Nicole Stanton and Andrea Tazioli will discuss how executives, management, human resources, compliance and legal departments can prepare for regulatory agencies or law enforcement appearing unannounced at the workplace or contacting corporate officers/employees at their personal residence.
Topics Covered:
- Investigation methods by law enforcement and regulatory agencies (including, but not limited to: DOJ, ICE, DOL, SEC, IRS)
- Interviews by government/ regulatory agencies
- Search warrants
- Subpoenas/civil investigative demands
- Attorney-client privilege issues that arise from these investigation methods
Events